Investigations, Diligence and Compliance

Kroll Compliance Portal

To make effective business decisions at scale, you need a compliance program grounded in objectivity and efficiency. Kroll Compliance Portal is your single platform for managing all aspects of a third-party compliance program.

Efficiently Manage, Mitigate, and Monitor Third Party and Customer Risks

Third parties, customers, and partners present legal, reputational, and compliance risks to your organization. The Kroll Compliance Portal arms you with the capabilities to control those risks at scale.

Kroll Compliance Portal

Tailored to Your Compliance Program

Due Diligence Reports
Due Diligence Reports
Workflow Automation

Workflow Automation

Questionnaire
Questionnaire
Screening and Monitoring

Screening and Monitoring

Due Diligence Report

Relative risk can dictate the need for a closer look. Emailing back and forth with analysts and downloading and saving files can slow you down, create a gap in the audit trail, and leave you vulnerable to information security risks. Take the due diligence process out of emails and file folders and bring order with the Kroll Compliance Portal.

Due Diligence Report

Workflow Automation

Many compliance programs become time and resource intensive because of manual processes or inflexible software. Put an end to that with the Kroll Compliance Portal’s Workflow Automation.


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Automate Your Due Diligence Processes

Questionnaire

Your business demands efficient third party onboarding. You need an accurate risk assessment. The Kroll Compliance Portal Questionnaire accelerates the onboarding process through automation, tracking and scoring in line with your risk model.


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Questionnaire

First View Screening and Monitoring

First View Screening and Monitoring Database screening and monitoring is an important part of any risk-based diligence program. First View powered by LexisNexis® WorldCompliance™ and Dun & Bradstreet® ensures you have visibility into the critical events that will keep your compliance risk profiles up-to-date.


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First View Screening and Monitoring

More Capabilities to Support Your Compliance Program
  • Integrate with Your Existing Applications
     Already using a software platform to manage part of your program? Maintain the integrity of your data by integrating Kroll Compliance Portal capabilities directly into your existing applications. Leverage the Kroll Compliance Portal’s analytics dashboard to track program progress and highlight risk trends for your business.
  • Deliver Strategic Reporting
     Leverage the Kroll Compliance Portal’s analytics dashboard to track program progress and highlight risk trends for your business.
  • Empower Business Sponsors
     Give business sponsors the ability to initiate the onboarding process with the completely integrated Kroll Compliance Portal Business Extension.
  • Train Your Third Parties
     Enhance your program by delivering compliance training to your third parties, customers or partners. Choose from a complete library, including AML/KYC, Anti-Bribery and Corruption and more.

 

How Can the Kroll Compliance Portal Transform Your Compliance Program?

Running a 3rd party compliance program is a must-have in today’s corporate landscape. Don’t let manual processes across fragmented applications drive inefficiencies or expose you to unnecessary levels of legal and reputational risk.

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