France Financial Services Compliance and Regulation Solutions
Kroll provides a range of support to companies from review of suitability arrangements, training, controls and procedures to conducting bespoke reviews on past business activities.
Kroll advises and assists investment services companies in setting out and implementing governance, risk management, compliance and internal controls in line with the requirements of the Autorité des Marchés Financiers – the French Financial Markets Authority (AMF) and other regulatory authorities.
We provide a range of services to the French financial services industry, including:
- Applications for approval of new management companies, applications for extension of approval and the creation or transfer of internal control funds
- Advising French and foreign managers on asset management in France in accordance with the AIFM, MiFID II and UCITS directives
- Support on specific regulatory, risk and compliance topics such as market abuse, financial crime prevention and cybersecurity
- Assistance with inspections carried out by the national supervisory authority, as well as audits and gap analyses in view of a possible inspection
- Supporting clients with advice on compliance and internal control matters
Kroll's 2025 Financial Crime Report
From pivotal elections to advances in AI to heightened geopolitical tensions, the events of the past year have only amplified the challenges of fighting financial crime. Based on data from over 600 executives across the globe, our report provides insight to help leaders prepare for what’s next.
Stay Ahead with Kroll
Financial Services Compliance and Regulation
In the ever-evolving financial services landscape, Kroll's award-winning team offers comprehensive regulatory and compliance services, guiding clients through registration, licensing, and compliance support to minimize risks and enhance efficiency globally.
UK Solutions
The UK regulatory landscape is constantly evolving, with new Financial Conduct Authority (FCA) initiatives introduced and working practices regularly updated at a European level.
U.S. Solutions
Navigate the ever-changing U.S. financial regulatory environment with confidence. Kroll provides unparalleled expertise in SEC, FINRA, NFA and CFTC regulations, helping clients mitigate risks, maintain current compliance programs and confidently overcome regulatory challenges.
Middle East Solutions
Kroll’s Financial Services Compliance and Regulation experts help clients build, manage and protect their businesses both in the United Arab Emirates and more broadly in the Middle East.
